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Business Crime and Regulation

The area of Business Crime and Regulation has grown exponentially over the last 10 years.

The introduction of wide reaching legislation in the UK (including, the Enterprise Act 2002, Proceeds of Crime Act 2002, Serious Organised Crime Act 2005, Fraud Act 2006, Corporate Manslaughter and Corporate Homicide Act 2007, Bribery Act 2010 and the Criminal Finances Act 2017) as well as the increasingly global and aggressive approach taken by the regulatory authorities both in the UK and abroad, highlight the need for businesses, their officers and employees to be able to navigate their way effectively through the regulatory minefield facing them in their day-to-day operations.

The regulatory risks faced by businesses in all industries are significant and cannot be ignored. We believe that these risks will only increase in the years to come given an increasing emphasis on corporate responsibility and the appetite of and far reaching powers granted to the regulatory authorities and law enforcement agencies across the globe in response to the series of high profile scandals that have emerged both inside and outside the financial sector in recent times.

Fox Williams advises businesses and individuals on the full spectrum of the regulatory risk cycle: developing regulatory compliance programmes, training, risk assessments, dawn raids, crisis management, media relations, employment law and confidentiality issues, market announcements, notifications to regulators and law enforcement agencies, internal investigations and representation during criminal and/or regulatory investigations as well as any related litigation. Under the UK Bribery Act, where a rogue employee has taken actions outside the scope of their employment a corporate body may be protected provided they have adequate procedures in place. We have experience of risk assessing businesses and in advising on what constitutes adequate procedures across a range of business and could help protect you and your business from being penalised.

Our team of highly regarded partners and associates from across the practice groups, has been advising clients on all aspects of regulatory compliance and crime for well over 20 years and have worked on some of the most complex and high profile regulatory investigations, inquiries and prosecutions ever brought. We work closely with specialists from other areas of discipline (such as auditors, accountants and investigators) to ensure that we are able to respond to your needs with a seamless and effective service. Our team includes the former Anti-Bribery & Corruption Officer of a major financial institution.

The ‘professional and experienced’ team at Fox Williams LLP is ‘a significant player in the white-collar crime environment’ and ‘has a strong reputation in the market’.
(Legal 500, 2017)

James Carlton has ‘a first-class knowledge of the law and also empathises with his clients, making them feel that he is on their side’.

(Legal 500, 2017)

Peter Wright is ‘excellent in his field’.

(Legal 500, 2017)

'Peter Wright is "one of the leading experts in financial services law.
(Legal 500, 2015)

James Carlton is also recommended as a result of his ‘excellent judgement and reassuring manner'.
(Legal 500, 2014)

‘A “growing presence in the market”, Fox Williams LLP’s practice has made significant strides since its establishment in 2011.’
(Legal 500, 2013)


Recent news, articles and deals:

Criminal Finances Act 2017 - failure to prevent the facilitation of tax evasionmore
FW partner James Carlton quoted in Reuter's article on halted fraud trialmore
Financial Sanctions: How a political crisis could inadvertently affect your businessmore
FW business crime and regulation partner quoted on Reuters on JPMorgan \'Whale\' casemore
FW financial services team look at the issue of black holes and the importance of disclosure and transparencymore


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Contact

tel: +44 (0) 20 7628 2000
10 Finsbury Square, London, EC2A 1AF
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Who should I contact?

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Peter Wright
Partner
Direct dial: +44 (0)20 7614 2680
pwright@foxwilliams.com

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James Carlton
Partner
Direct dial: +44 (0)20 7614 2634
jcarlton@foxwilliams.com

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Julianna Tolan
Employed Barrister
Direct dial: +44 (0)20 7614 2595
jtolan@foxwilliams.com

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Sona Ganatra
Partner
Direct dial: +44 (0)20 7614 2544
sganatra@foxwilliams.com


Accreditations

  • Top Ranked Chambers UK 2014 - Leading Firm
  • Ranked in Chambers Europe 2013 - Leading Individual
  • Ranked in Chambers Global 2014 - Leading Firm
  • Legal 500 - Leading Firm
  • The Lawyer UK 200 - Listed Firm
  • The Law Society Excellence Awards 2012 - Shortlisted
  • Investors in People - Bronze