Following the relaunch of the Fox Williams FS Compliance Forum, join us for a 30-minute webinar on Wednesday 2 July at 1.00pm, which will explore the challenges of dealing with complaints and allegations of Non-Financial Misconduct as a compliance officer.
As regulators and stakeholders place increasing emphasis on culture, behaviour, and accountability in financial services firms, compliance officers are often at the forefront of managing the regulatory implications of issues such as bullying, harassment, discrimination, and other forms of unethical conduct. Our experts will examine the grey areas that arise when allegations impact regulatory, HR, and reputational risk rather than financial integrity, discuss the balance between regulatory expectations and internal due process, and provide practical insights into managing these sensitive matters effectively and ethically.
Q&A Session
You’ll have the opportunity to raise questions, which our team will address privately afterwards.
Register Your Interest
| Date / Time | 2nd July 2025, 13:00 to 13:30 |
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