I am a partner in Fox Williams’ financial services team. I specialise in contentious FS regulatory and white-collar matters, acting for both corporate and individual clients.”
Described in Chambers and Partners as a ‘tough litigator’ with ‘exemplary approachability, articulacy and responsiveness’, Seb advises both corporate and individual clients on complex contentious financial services regulatory, investigations, and white-collar crime matters.
He has a particular specialism in advising on investigations – whether conducted by law enforcement agencies or regulators, as part of a public-facing inquiry, or carried out internally (such as by an employer). Seb also undertakes independent investigations on behalf of firms seeking an external, objective perspective.
A subject matter expert in insider dealing, financial crime, money laundering, and bribery issues, Seb also regularly advises clients on the FCA’s Senior Managers and Certification Regime (SMCR). His expertise covers the FCA’s Conduct Rules, personal account dealing rules, systems and controls failures, non-financial misconduct, governance matters, and Senior Manager applications.
Seb’s clients include banks, investment firms, FinTechs, and other financial services firms, as well as senior individuals working within them. He frequently collaborates with colleagues in Fox Williams’ employment department, ensuring that clients receive integrated regulatory and employment law advice.
Individually ranked in both Legal 500 and Chambers and Partners, Seb brings the insight of having previously worked for five years in the FCA’s Enforcement division. As a senior prosecutor, he led numerous high-profile investigations and prosecutions, including multiple trials at Southwark Crown Court. He maintains strong connections with colleagues at the regulator.
A barrister by background, Seb practised in chambers prior to joining the FCA.
To contact Sebastian or for more information…
Call: +44 (0)20 7614 2676
Email: ssayer@foxwilliams.com
Mobile: +44 (0)7850 654 941
Acted for a significant number of senior lawyers and executives (up to C-suite and non-executive director level) at a major retail bank, in relation to the Dame Linda Dobbs Review.
Acted for a director of a public company under criminal and regulatory investigation by the FCA for insider dealing.
Acted for a firm faced with a serious and urgent FCA ‘VREQ/OIREQ’ application, effectively shutting the firm down.
Acted for a money laundering reporting officer under investigation by the FCA for alleged regulatory and criminal breaches of the Money Laundering Regulations.
Acted for a senior individual in the real estate sector under internal investigation in relation to money laundering issues.
Advised numerous FS regulated individuals under internal investigation for alleged ‘non-financial misconduct’ issues and Conduct Rule breaches.
Acted for a senior investment banker in relation to an internal investigation into alleged breaches of personal account dealing rules, and related regulatory issues.
Advised various private banks and major financial services companies on regulatory issues, including staff misconduct, regulatory reporting, whistleblowing investigations, and governance (SMCR).
Advised a public (non-FS) company in relation to insider dealing issues and compliance with FCA information requirements.
Advised the head of compliance at a major international investment bank in relation to a FCA interview and investigation re: whistleblowing.
Advised a senior individual in relation to the police investigation into the Grenfell Towers fire.
Advised a leading UK specialist pension adviser firm in relation to a FCA enforcement investigation and ongoing supervisory issues including a redress scheme relating to defined benefit pension transfer advice.
To contact Sebastian or for more information…
Call: +44 (0)20 7614 2676
Email: ssayer@foxwilliams.com
Mobile: +44 (0)7850 654 941