As a regulated business, law firms must comply with their regulatory requirements and adhere to certain ongoing compliance duties.

Introducing the Regulatory & Compliance Audit for law firms and regulated businesses, a comprehensive resource designed to uncover hidden vulnerabilities and help you take preventive action.

Given the myriad nature of these requirements, we offer a multi-practice Regulatory & Compliance Audit, where our experienced lawyers can test your organisation to confirm adherence to all the obligations placed on it.

We have created a collection of checklists outlining the various regulatory and compliance obligations placed on regulated firms. These checklists will help you systematically assess key requirements, enabling you to identify areas requiring attention.

Our audits cover a wide range of areas, including employment and partnership, immigration, commercial real estate, data protection and terms of business, enabling you to consider these requirements as a whole or separately.

To discuss this further, please speak to one of our lawyers specialising in Regulatory & Compliance Audits.

Download your Regulatory & Compliance audits

Employment & Partnership

Align partnership agreements with strategic goals and foster a positive, compliant workplace environment by examining hidden risks and issues.

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Commercial Real Estate

Evaluate your real estate commitments and strategies to ensure optimal use of space and resources. Understand where current agreements may leave your organisation exposed.

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Immigration

Navigate immigration law compliance and manage international talent effectively by revealing potential pitfalls.

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Terms of Business

Strengthen your terms of business to protect against potential liabilities and maintain client trust.

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Data Protection Compliance

Detect weaknesses in your data protection measures to ensure compliance and secure sensitive information.

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Partnership and LLP expertise

The commercial solutions to many of the issues faced by partnerships and LLPs cannot be found in textbooks. Experience in handling these issues is essential. The depth of experience of our partnership law group is unrivalled.

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