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Law firm urges wealth advisers to be ready for SMCR - Joanna Chatterton and Peter Wright interviewed by Wealth Adviser

March 11, 2019

December this year sees the FCA extending the Senior Managers and Certification Regime (SMCR) to all ‘solo-regulated firms’, which will include wealth managers and financial advisers. Fox Williams partners Joanna Chatterton and Peter Wright have been interviewed by Wealth Adviser to discuss the preparation required, with firms advised to begin putting the new structures in place now.

If you are a registered Wealth Adviser user, please click here to read the full article.


Related pages:

Senior Managers & Certification Regime more

Senior Managers and Certification Regime: Solo Regulated Firms more


For more information

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Peter Wright
Partner
Direct dial: +44 (0)7738 122 614
pwright@foxwilliams.com

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Joanna Chatterton
Partner
Direct dial: +44 (0)7740 945 716
jkchatterton@foxwilliams.com

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